Chief Compliance Officer - CS/LLB

Role Purpose:

The Chief Compliance Officer will be responsible for ensuring strict adherence to RBI and other applicable regulatory requirements, advising senior management and the Board, managing compliance risks, and building a strong culture of accountability and transparency.

Key Responsibilities:

- Ensure compliance with RBI directives and statutory requirements

- Monitor regulatory changes and implement necessary compliance policies

- Establish governance frameworks and identify/mitigate compliance risks

- Build, lead and develop a high-performing compliance team

- Advise Senior Management and the Board on regulatory obligations

- Liaise with regulators and support regulatory/internal/external audits

- Conduct compliance reviews, investigations and ensure corrective actions

- Partner with business teams to embed compliance into processes

- Drive compliance innovation across digital and transformation initiatives

- Monitor compliance controls, exceptions and approval processes

- Ensure adherence to RBI, TRAI, CERSAI, DPDPA and other applicable regulations

Education:

Company Secretary / LLB / Equivalent Professional Qualification

Preferred:

- 6+ years of relevant experience in NBFC, Banking, Housing Finance, Microfinance or regulated lending businesses

- Strong knowledge of regulatory compliance and governance

- Corporate Law / MBA / Risk or Governance certifications will be an added advantage