Skip to content
Search jobs inside your AI agent. Claude, ChatGPT, Gemini, Cursor and Grok
Connect

Scrabble & Jigsaw

New

Chief Compliance Officer - MF

Posted 2 views
Discussion

Description

Responsible for designing, implementing, and overseeing a comprehensive compliance framework to ensure adherence to SEBI Mutual Fund Regulations, AMFI Guidelines, and applicable legal and statutory obligations. - Safeguarding the integrity and transparency of the AMC’s operations by proactively monitoring regulatory developments, ensuring timely filings and embedding a strong compliance culture across functions. - Act as the principal point of contact for SEBI, AMFI, Trustees and other regulatory and statutory bodies. - Ensure that all schemes, products, business practices, disclosures, advertisements and investor communications are fully compliant with prevailing laws and internal policies. - Support regulatory risk assessments, internal control reviews and governance reporting. - Responsible for setting up core compliance processes from scratch, including policy creation, internal audit coordination, SEBI interface mechanisms, compliance training programs and oversight of the Mutual Fund platform.

Skills

What C-level Legal jobs ask for — and how much of it you have →
Apply

See also

Legal jobs by country — openings, pay and top skills →