Compliance Manager (Financial/6k/5 days)

Responsibilities:

Oversee that all Group operations adhere strictly to relevant legal statutes, regulatory mandates, and official directives.
Serve as the primary point of contact for regulatory bodies, handling all correspondence, inspections, and mandatory submissions.
Detect deficiencies in operations and potential compliance vulnerabilities within various business divisions.
Carry out periodic risk evaluations and propose measures to reduce identified threats.
Execute practical, on-the-ground compliance reviews of operational workflows and procedures.
Establish and roll out surveillance systems to guarantee continuous regulatory alignment.
Create, deploy, and keep up-to-date detailed handbooks covering compliance protocols and operational standards.
Guarantee that all policies are effectively disseminated and uniformly enforced throughout the organization.
Formulate and facilitate ongoing compliance education sessions for staff members.
Foster a robust culture of integrity and adherence to rules at every tier of the company.
Offer actionable, compliance-related guidance to both business and operational units.
Assist new projects by evaluating their regulatory impact and necessary compliance prerequisites.

Requirements:

Possess a minimum of a Bachelor's degree in Finance, Business, or a related discipline.
Have at least five years of pertinent work experience in compliance, auditing, or risk management, ideally within the financial services or moneylending sectors.
Demonstrate in-depth familiarity with the regulatory frameworks applicable to money lending or consumer finance.
Show a proven track record in executing audits, performing risk evaluations, and establishing compliance structures.
Be practical and meticulous in approach, capable of working autonomously while also mentoring and supporting team members.
Exhibit strong capabilities in analysis, troubleshooting, and interpersonal communication.
Prior experience in engaging with regulatory authorities is considered a significant advantage.

Please submit your updated resume in Word format by using the Apply Now Button.
We regret that only shortlisted candidates will be notified

Reeve Lim Kok Kiong
Recruit Fast Pte. Ltd. (EA License: 23C1828)
EA Personnel: R1330005
Email: reeve@recruitfast.sg
Website: www.recruitfast.sg

See also