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Control Management - Associate (FCRRC)

Open 26d reposted 2× · 2 open copies

As a FCRRC Associate, you will partner with a wide range of stakeholders across the lines of business, corporate functions and compliance. You will play a key role in a team responsible for cycle preparation and coordination activities, ensuring the collation of data is executed in line with the local Governance models and regulatory requirements. 

Role Responsibilities:

  • Partner with local MLROs to ensure comprehensive understanding of local regulatory requirements and timelines.
  • Complete cycle preparation and documentation activities in line with the requirements, timelines, and specific needs of each jurisdiction.
  • Identify and engage the relevant stakeholders to gather the necessary information and responses.
  • Monitor progress ensuring key milestones are met at various stages, providing ongoing metrics and progress updates to stakeholders. Prepare and distribute ongoing weekly reporting in a form of a scorecard.
  • Identify and escalate issues with a sense of urgency, ensuring timely resolution.
  • Perform ongoing analysis of program related data (e.g., KRI/KPI) and develop ad-hoc reports as requested to support business-related programs and strategies.
  • Facilitate and run post cycle reviews with key stakeholders.

Required qualifications, capabilities and skills

  • Demonstrated project management skills with the ability to manage multiple priorities and deadlines.
  • Advanced proficiency in Microsoft Office applications, including Excel and PowerPoint; experience with Alteryx preferred.
  • Strong verbal and written communication skills, with the ability to effectively communicate with stakeholders across Lines of Business and Corporate Functions.
  • Strong analytical and problem-solving skills, with the ability to identify issues, assess risks, and develop effective solutions.
  • Attention to detail and ability to identify discrepancies, exceptions, and irregularities.
  • Ability to adapt to changing regulatory requirements and business environments.
  • Strong relationship management and influencing skills, with the ability to collaborate effectively across cross-functional teams.
  • Effective organizational and prioritization skills, with the ability to manage competing deadlines.

Preferred Qualifications, capabilities and skills

  • Bachelor's degree or equivalent practical experience.
  • Experience in the financial services industry with exposure to controls, audit, quality assurance, operational risk management, compliance, or related business functions.
  • Familiarity with financial crime regulations and compliance frameworks, including Anti-Money Laundering (AML) and Know Your Customer (KYC) requirements.
  • Experience using Alteryx or similar data analytics and automation tools.

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