(Senior) Legal Counsel - Investment Products
You are part of the legal infrastructure that powers Upvest's Investment API. You bring a granular understanding of the capital markets lifecycle and use it to build a scalable, cross-border legal framework that keeps pace with a fast-moving product. Your mission is to enable Upvest's internationalisation by closing the gap between rigid financial regulation and flexible, API-driven product design. Working within a high-performing legal team, you will help ensure that as Upvest expands across the EEA, UK, and Switzerland, the product remains legally robust, commercially competitive, and technically precise.
Responsibilities
- Be the legal authority on the lifecycle of financial instruments
- Partner directly with Product and Engineering to co-design features from fractional trading to new asset classes
- Translate MiFID II/III and WpIG into concrete technical requirements so compliance is built in from the first line of code
- Own the legal adaptation of Upvest's core German investment offering as it expands into the UK, Switzerland, and the wider EEA
- Define jurisdiction-specific requirements while preserving a coherent, scalable product framework across markets
- Serve as the internal expert on EU and German financial regulation
- Monitor and interpret regulatory developments across MiFID, WpIG, WpHG, and MaRisk
- Translate regulatory implications into actionable guidance for Product, Operations, and Compliance
- Lead and support the negotiation of complex B2B agreements with institutional counterparties
- Drive the modernisation of Upvest's legal function
- Champion the adoption of contract lifecycle management tools and AI-assisted review workflows
- Act as a trusted adviser to Product, Engineering, Operations, and Compliance
Requirements
- At least 3–5 years post-qualification experience (PQE) in the financial services industry
- At least one German legal qualification (Erste Juristische Prüfung)
- Hands-on understanding of lifecycles across a variety of investment products (stocks, investment funds, bonds, derivatives)
- Experience in a regulated investment firm, fintech, infrastructure provider, or bank with a brokerage and custody product offering
- Strong command of EU and German financial law (MiFID, WpIG, WpHG)
- Exposure to UK (FCA) regulation or other European NCAs is a strong plus
- Familiarity with adapting core legal frameworks to new European markets and regulatory regimes
- Enthusiasm for streamlining the legal function through technology
- Professional fluency in English and German
Benefits
- 30 days of annual leave
- Sports benefits
- Confidential professional coaching
- Flexibility to work remotely abroad for up to 183 days a year
- One-month fully paid sabbatical after every 4 years of working at Upvest
- Personal development budget
- Flexible work environment across hubs in Berlin, London or Tallinn
- Competitive salary and employee equity program
- Company-wide events, dinners, offsites and Holiday party