Specialist, Market/Client Risk Management II
Summary
Processes routine corporate action events and supports transaction management for a financial services firm, ensuring regulatory compliance.
We’re seeking a future team member for the role of Specialist, Market/Client Risk Management II to join our Depositary Receipts team. This role is located in Lake Mary, FL.
In this role, you’ll make an impact in the following ways:
- Focus is on routine and/or less complex corporate action events. May provide secondary support on transaction management of moderately complex transactions.
- Assists in preparing and/or reviewing required documentation and/or market shareholders notices.
- Escalates potential issues to more senior team members.
- Ensures BNY is compliant with applicable regulations and policies and procedures.
- Works under guidance of senior team members.
To be successful in this role, we’re seeking the following:
- Bachelor’s degree preferably in finance or a related area, or the equivalent combination of education and experience is required.
- 0-3 years of total work experience preferred.
- Corporate Action experience preferred.